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Making Strategic Arguments For and Against ERISA Preemption Based on Inconsistent and Ever-Evolving Legal Standards

May 2011

Sedgwick partner Michael Bernstein presented on a panel at the ACI Advanced Forum on Managed Disputes and Care Litigation. The panel featured discussion on the following points:

  • Identifying arguments plaintiffs are typically making now
    to avoid preemption
  • Determining when your case favors preemptions versus
    when it does not
  • Defining the litigation issues that arise when the provider
    is suing as an assignee (or where member is suing).
  • Understanding the significance of Aetna v. Davila as
    it relates to the provider’s ability to bring a direct claim
    against the plan
  • Analyzing the direction that the federal courts appear
    to be taking on the scope and breadth of preemption
        - getting an ERISA benefits case into federal court
  • Determining whether substantive preemption (under §514)
    is required for complete preemption removal (under §502)
  • Resolving disputes in accordance with ERISA rules
    on litigation
        - limited recoveries available
        - prescribed remedies
  • Attacking on non-ERISA grounds
    failing to provide an adequate list of providers
  • Interpreting state subrogation laws and behavioral
    health claims
  • Recognizing the statutory exceptions to preemption

For more information, please visit the ACI website.

Related People

Bernstein, Michael H.

Related Offices

New York

Related Practices